SEC FORM
3/A
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2024
|
3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC
[ - ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
President and CEO, ESS |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) 01/11/2024
|
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Stock |
403.7263
|
I |
Held in 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (right to buy) |
02/26/2023
|
02/25/2029
|
Common Stock |
813 |
154.22 |
D |
|
Employee Stock Options (right to buy) |
02/14/2024
|
02/13/2030
|
Common Stock |
1,946 |
180.92 |
D |
|
Employee Stock Options (right to buy) |
02/12/2025
|
02/11/2031
|
Common Stock |
2,856 |
202.72 |
D |
|
Employee Stock Options (right to buy) |
02/11/2026
|
02/10/2032
|
Common Stock |
4,324 |
189.72 |
D |
|
Employee Stock Options (right to buy) |
02/23/2027
|
02/22/2033
|
Common Stock |
4,034 |
194.31 |
D |
|
Restricted Stock Units |
|
|
Common Stock |
535 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
1,426 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
480 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
1,252 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
1,831 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
732 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
876 |
|
D |
|
Restricted Stock Units |
|
|
Common Stock |
2,748 |
|
D |
|
Explanation of Responses: |
Remarks: |
|
Su Ping Lu for Kenneth J. West |
01/17/2024 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
DocumentThis Statement confirms that the undersigned has authorized and designated Anne T. Madden, Su Ping Lu or Victor J. Miller (the "Designees") to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of Honeywell International Inc. The authority of the Designees under this Statement shall continue until the undersigned is no longer required to file Forms 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Honeywell International Inc., unless earlier revoked in writing. The undersigned acknowledges that the Designees are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
Dated: December 9, 2023
/s/ Kenneth West
Kenneth West