SEC Filing | Honeywell International Inc.

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

West Kenneth J

(Last)

(First)

(Middle)

855 S. MINT STREET

(Street)

CHARLOTTE

28202

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2024

3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ - ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President and CEO, ESS

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Options (right to buy)	02/26/2023⁽¹⁾	02/25/2029⁽¹⁾	Common Stock	813	154.22	D
Employee Stock Options (right to buy)	02/14/2024⁽²⁾	02/13/2030⁽²⁾	Common Stock	1,946	180.92	D
Employee Stock Options (right to buy)	02/12/2025⁽³⁾	02/11/2031⁽³⁾	Common Stock	2,856	202.72	D
Employee Stock Options (right to buy)	02/11/2026⁽⁴⁾	02/10/2032⁽⁴⁾	Common Stock	4,324	189.72	D
Employee Stock Options (right to buy)	02/23/2027⁽⁵⁾	02/22/2033⁽⁵⁾	Common Stock	4,034	194.31	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Common Stock	535	⁽⁷⁾	D
Restricted Stock Units	⁽⁸⁾	⁽⁸⁾	Common Stock	1,426	⁽⁷⁾	D
Restricted Stock Units	⁽⁹⁾	⁽⁹⁾	Common Stock	480	⁽⁷⁾	D
Restricted Stock Units	⁽¹⁰⁾	⁽¹⁰⁾	Common Stock	1,252	⁽⁷⁾	D
Restricted Stock Units	⁽¹¹⁾	⁽¹¹⁾	Common Stock	1,831	⁽⁷⁾	D
Restricted Stock Units	⁽¹²⁾	⁽¹²⁾	Common Stock	732	⁽⁷⁾	D
Restricted Stock Units	⁽¹³⁾	⁽¹³⁾	Common Stock	876	⁽⁷⁾	D
Restricted Stock Units	⁽¹⁴⁾	⁽¹⁴⁾	Common Stock	2,748	⁽⁷⁾	D

Explanation of Responses:

1. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with all units fully vested.

2. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 973 units fully vested and 973 options vesting on February 12, 2024.

3. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,428 units fully vested and 714 units vesting on both February 12, 2024 and February 12, 2025.

4. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,081 options fully vested and 1,081 vesting on each of February 11, 2024, February 11, 2025 and February 11, 2026.

5. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,076 options vesting on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

6. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on July 25, 2025.

7. Instrument converts to common stock on a one-for-one basis.

8. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 702 units vesting on July 30, 2024 and 723 units vesting on July 30, 2026.

9. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 12, 2024.

10. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 616 units vesting on July 29, 2025 and 636 units vesting on July 29, 2027.

11. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 915 units vesting on February 11, 2025 and 916 units vesting on February 11, 2027.

12. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 11, 2025.

13. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 23, 2026.

14. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 916 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.

Remarks:

	Su Ping Lu for Kenneth J. West	01/11/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Document

This Statement confirms that the undersigned has authorized and designated Anne T. Madden, Su Ping Lu or Victor J. Miller (the "Designees") to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of Honeywell International Inc. The authority of the Designees under this Statement shall continue until the undersigned is no longer required to file Forms 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Honeywell International Inc., unless earlier revoked in writing. The undersigned acknowledges that the Designees are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

Dated: December 9, 2023

/s/ Kenneth West

Kenneth West