SEC FORM 13F-HR
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: | 3235-0006 |
| Expires: | Oct 31, 2018 |
| Estimated average burden |
| hours per response: | 23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: | 09-30-2013 |
| Check here if Amendment | | Amendment Number: |
| This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: | HONEYWELL INTERNATIONAL INC |
| Address: | 101 Columbia Rd P O Box 4000 |
| 101 Columbia Rd P O Box 4000 |
| Morristown,
NJ
07962 |
| Form 13F File Number: | 028-01879 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: | Harsh Bansal |
| Title: | Vice President - Investments |
| Phone: | 973-455-4502 |
| Signature, Place, and Date of Signing: |
| /s/ Harsh Bansal | Morris Township,
NJ | 11-04-2013 |
| [Signature] | [City, State] | [Date] |
|
| Report Type (Check only one.): |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 1 | | |
| Form 13F Information Table Entry Total: | 127 |
| Form 13F Information Table Value Total: | 3,896,055 |
| (thousands) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 1 | 028-07176 | HONEYWELL CAPITAL MANAGEMENT LLC |
SEC FORM 13-F Information Table
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: | 3235-0006 |
| Expires: | Oct 31, 2018 |
| Estimated average burden |
| hours per response: | 23.8 |
|
|
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| COVIDIEN PLC | SHS | G2554F113 | 30,918 | 507,350 | SH | | DFND | 1 | 507,350 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 | 33,594 | 488,000 | SH | | DFND | 1 | 488,000 | 0 | 0 |
| ENSCO PLC | SHS CLASS A | G3157S106 | 13,438 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 21,300 | 376,600 | SH | | DFND | 1 | 376,600 | 0 | 0 |
| ADT CORP | COM | 00101J106 | 19,539 | 480,542 | SH | | DFND | 1 | 480,542 | 0 | 0 |
| AT&T INC | COM | 00206R102 | 28,341 | 838,000 | SH | | DFND | 1 | 838,000 | 0 | 0 |
| ABBOTT LAB | COM | 002824100 | 17,856 | 538,000 | SH | | DFND | 1 | 538,000 | 0 | 0 |
| ALLERGAN INC | COM | 018490102 | 37,672 | 416,500 | SH | | DFND | 1 | 416,500 | 0 | 0 |
| ALTERA CORP | COM | 021441100 | 19,721 | 530,718 | SH | | DFND | 1 | 530,718 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 | 21,641 | 630,000 | SH | | DFND | 1 | 630,000 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 | 15,859 | 210,000 | SH | | DFND | 1 | 210,000 | 0 | 0 |
| AMERICAN INTERNATIONAL GROUP INC | COM | 026874784 | 15,756 | 324,000 | SH | | DFND | 1 | 324,000 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 | 13,480 | 148,000 | SH | | DFND | 1 | 148,000 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 | 19,996 | 425,000 | SH | | DFND | 1 | 425,000 | 0 | 0 |
| APACHE CORP | COM | 037411105 | 13,605 | 159,800 | SH | | DFND | 1 | 159,800 | 0 | 0 |
| APPLE INC | COM | 037833100 | 123,907 | 259,900 | SH | | DFND | 1 | 259,900 | 0 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 25,705 | 495,000 | SH | | DFND | 1 | 495,000 | 0 | 0 |
| AUTOZONE INC | COM | 053332102 | 13,950 | 33,000 | SH | | DFND | 1 | 33,000 | 0 | 0 |
| BB&T CORP | COM | 054937107 | 19,575 | 580,000 | SH | | DFND | 1 | 580,000 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 | 19,469 | 296,375 | SH | | DFND | 1 | 296,375 | 0 | 0 |
| BE AEROSPACE INC | COM | 73302101 | 442,920 | 6,000,000 | SH | | DFND | 1 | 6,000,000 | 0 | 0 |
| BEAM INC | COM | 073730103 | 19,227 | 297,400 | SH | | DFND | 1 | 297,400 | 0 | 0 |
| BEMIS CO INC | COM | 081437105 | 9,753 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 12,781 | 112,600 | SH | | DFND | 1 | 112,600 | 0 | 0 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 26,147 | 1,050,500 | SH | | DFND | 1 | 1,050,500 | 0 | 0 |
| BOEING CO | COM | 097023105 | 43,710 | 372,000 | SH | | DFND | 1 | 372,000 | 0 | 0 |
| BORG WARNER INC | COM | 099724106 | 19,589 | 193,200 | SH | | DFND | 1 | 193,200 | 0 | 0 |
| BROADCOM CORP | CL A | 111320107 | 19,050 | 732,400 | SH | | DFND | 1 | 732,400 | 0 | 0 |
| CMS ENERGY CORP | COM | 125896100 | 12,502 | 475,000 | SH | | DFND | 1 | 475,000 | 0 | 0 |
| CSX CORP COM | COM | 126408103 | 18,018 | 700,000 | SH | | DFND | 1 | 700,000 | 0 | 0 |
| CVS CAREMARK CORP | COM | 126650100 | 41,206 | 726,100 | SH | | DFND | 1 | 726,100 | 0 | 0 |
| CAMERON INTL CORP | COM | 13342B105 | 26,103 | 447,200 | SH | | DFND | 1 | 447,200 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 | 13,563 | 110,000 | SH | | DFND | 1 | 110,000 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | 37,305 | 542,700 | SH | | DFND | 1 | 542,700 | 0 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 | 38,137 | 731,300 | SH | | DFND | 1 | 731,300 | 0 | 0 |
| CARLYLE GROUP L P | COM | 14309L102 | 17,469 | 679,191 | SH | | DFND | 1 | 679,191 | 0 | 0 |
| CELGENE CORP | COM | 151020104 | 27,369 | 177,800 | SH | | DFND | 1 | 177,800 | 0 | 0 |
| CHEVRON CORP | COM | 166764100 | 77,942 | 641,500 | SH | | DFND | 1 | 641,500 | 0 | 0 |
| CISCO SYSTEMS INC | COM | 17275R102 | 57,028 | 2,435,000 | SH | | DFND | 1 | 2,435,000 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | 24,944 | 514,200 | SH | | DFND | 1 | 514,200 | 0 | 0 |
| CITRIX SYS INC | COM | 177376100 | 24,502 | 347,000 | SH | | DFND | 1 | 347,000 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | 39,774 | 1,050,000 | SH | | DFND | 1 | 1,050,000 | 0 | 0 |
| COCA-COLA ENTERPRISES INC NE | COM | 19122T109 | 18,322 | 455,650 | SH | | DFND | 1 | 455,650 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 | 27,934 | 618,700 | SH | | DFND | 1 | 618,700 | 0 | 0 |
| COSTCO WHOLESALE CORP NEW | COM | 22160K105 | 27,053 | 235,000 | SH | | DFND | 1 | 235,000 | 0 | 0 |
| CUMMINS INC | COM | 231021106 | 14,350 | 108,000 | SH | | DFND | 1 | 108,000 | 0 | 0 |
| DANAHER CORP | COM | 235851102 | 26,078 | 376,200 | SH | | DFND | 1 | 376,200 | 0 | 0 |
| DICKS SPORTING GOODS INC | COM | 253393102 | 21,886 | 410,000 | SH | | DFND | 1 | 410,000 | 0 | 0 |
| WALT DISNEY CO | COM | 254687106 | 19,521 | 302,700 | SH | | DFND | 1 | 302,700 | 0 | 0 |
| DOW CHEMICAL CO | COM | 260543103 | 28,992 | 755,000 | SH | | DFND | 1 | 755,000 | 0 | 0 |
| DUKE ENERGY CORP | COM NEW | 26441C204 | 53,758 | 805,000 | SH | | DFND | 1 | 805,000 | 0 | 0 |
| EMC CORP MASS | COM | 268648102 | 36,027 | 1,409,500 | SH | | DFND | 1 | 1,409,500 | 0 | 0 |
| EBAY INC | COM | 278642103 | 27,895 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 29,506 | 477,600 | SH | | DFND | 1 | 477,600 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | 81,041 | 941,900 | SH | | DFND | 1 | 941,900 | 0 | 0 |
| GENERAL ELECTRIC CO | COM | 369604103 | 44,584 | 1,866,200 | SH | | DFND | 1 | 1,866,200 | 0 | 0 |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 14,298 | 285,000 | SH | | DFND | 1 | 285,000 | 0 | 0 |
| GOOGLE INC | CL A | 38259P508 | 51,504 | 58,800 | SH | | DFND | 1 | 58,800 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 | 16,853 | 350,000 | SH | | DFND | 1 | 350,000 | 0 | 0 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 23,962 | 770,000 | SH | | DFND | 1 | 770,000 | 0 | 0 |
| HEALTH CARE REIT INC | COM | 42217K106 | 15,595 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | 29,582 | 390,000 | SH | | DFND | 1 | 390,000 | 0 | 0 |
| IRON MTN INC | COM | 462846106 | 18,946 | 701,188 | SH | | DFND | 1 | 701,188 | 0 | 0 |
| JPMORGAN CHASE & CO | COM | 46625H100 | 82,311 | 1,592,400 | SH | | DFND | 1 | 1,592,400 | 0 | 0 |
| JOHNSON & JOHNSON | COM | 478160104 | 47,636 | 549,500 | SH | | DFND | 1 | 549,500 | 0 | 0 |
| LAREDO PETE HLDGS INC | COM | 516806106 | 59 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
| LAS VEGAS SANDS CORP | COM | 517834107 | 30,547 | 459,900 | SH | | DFND | 1 | 459,900 | 0 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 | 25,583 | 366,000 | SH | | DFND | 1 | 366,000 | 0 | 0 |
| ELI LILLY & CO | COM | 532457108 | 7,550 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
| MARATHON OIL CORP | COM | 565849106 | 13,952 | 400,000 | SH | | DFND | 1 | 400,000 | 0 | 0 |
| MARSH & MCLENNAN CO'S INC | COM | 571748102 | 14,981 | 344,000 | SH | | DFND | 1 | 344,000 | 0 | 0 |
| MC DONALDS CORP | COM | 580135101 | 45,796 | 476,000 | SH | | DFND | 1 | 476,000 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 | 33,615 | 262,000 | SH | | DFND | 1 | 262,000 | 0 | 0 |
| MERCK & CO INC NEW | COM | 58933Y105 | 59,655 | 1,253,000 | SH | | DFND | 1 | 1,253,000 | 0 | 0 |
| METLIFE INC | COM | 59156R108 | 19,869 | 423,200 | SH | | DFND | 1 | 423,200 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | 14,990 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | 16,116 | 400,000 | SH | | DFND | 1 | 400,000 | 0 | 0 |
| MONDELEZ INTL INC | COM | 609207105 | 32,143 | 1,023,000 | SH | | DFND | 1 | 1,023,000 | 0 | 0 |
| MONSANTO CO NEW | COM | 61166W101 | 18,724 | 179,400 | SH | | DFND | 1 | 179,400 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 | 8,303 | 193,000 | SH | | DFND | 1 | 193,000 | 0 | 0 |
| NETAPP INC | COM | 64110D104 | 16,059 | 376,800 | SH | | DFND | 1 | 376,800 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 | 28,753 | 358,700 | SH | | DFND | 1 | 358,700 | 0 | 0 |
| NIKE INC | CL B | 654106103 | 25,569 | 352,000 | SH | | DFND | 1 | 352,000 | 0 | 0 |
| NORDSTROM INC | COM | 655664100 | 16,579 | 295,000 | SH | | DFND | 1 | 295,000 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 | 13,853 | 179,100 | SH | | DFND | 1 | 179,100 | 0 | 0 |
| NORTHEAST UTILITIES | COM | 664397106 | 29,514 | 715,500 | SH | | DFND | 1 | 715,500 | 0 | 0 |
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 18,222 | 194,800 | SH | | DFND | 1 | 194,800 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | 33,090 | 997,600 | SH | | DFND | 1 | 997,600 | 0 | 0 |
| ORCHARD SUPPLY HARDWARE STOR | CL A | 685691404 | 1 | 3,750 | SH | | DFND | 1 | 3,750 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | 37,384 | 516,000 | SH | | DFND | 1 | 516,000 | 0 | 0 |
| PVH CORP | COM | 693656100 | 22,907 | 193,000 | SH | | DFND | 1 | 193,000 | 0 | 0 |
| PALL CORP | COM | 696429307 | 15,285 | 198,400 | SH | | DFND | 1 | 198,400 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | 46,587 | 586,000 | SH | | DFND | 1 | 586,000 | 0 | 0 |
| PFIZER INC | COM | 717081103 | 34,883 | 1,215,000 | SH | | DFND | 1 | 1,215,000 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 | 90,097 | 1,040,500 | SH | | DFND | 1 | 1,040,500 | 0 | 0 |
| PRECISION CASTPARTS CORP | COM | 740189105 | 23,709 | 104,335 | SH | | DFND | 1 | 104,335 | 0 | 0 |
| T ROWE PRICE GROUP INC | COM | 74144T108 | 14,098 | 196,000 | SH | | DFND | 1 | 196,000 | 0 | 0 |
| PRICELINE COM INC | COM NEW | 741503403 | 15,063 | 14,900 | SH | | DFND | 1 | 14,900 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 | 17,288 | 221,700 | SH | | DFND | 1 | 221,700 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | 42,376 | 629,100 | SH | | DFND | 1 | 629,100 | 0 | 0 |
| QUESTAR CORP | COM | 748356102 | 14,619 | 650,000 | SH | | DFND | 1 | 650,000 | 0 | 0 |
| RAYONIER INC | COM | 754907103 | 8,348 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
| ROPER INDS INC NEW | COM | 776696106 | 32,686 | 246,000 | SH | | DFND | 1 | 246,000 | 0 | 0 |
| SANOFI | SPONSORED ADR | 80105N105 | 52,764 | 1,042,147 | SH | | DFND | 1 | 1,042,147 | 0 | 0 |
| SCHLUMBERGER LTD | COM | 806857108 | 41,750 | 472,500 | SH | | DFND | 1 | 472,500 | 0 | 0 |
| SHIRE PLC | SPONSORED ADR | 82481R106 | 19,602 | 163,500 | SH | | DFND | 1 | 163,500 | 0 | 0 |
| SIEMENS A G | SPONSORED ADR | 826197501 | 20,487 | 170,000 | SH | | DFND | 1 | 170,000 | 0 | 0 |
| SIMON PROPERTY GROUP INC | COM | 828806109 | 9,487 | 64,000 | SH | | DFND | 1 | 64,000 | 0 | 0 |
| SMITH A O CORP | COM | 831865209 | 15,504 | 343,000 | SH | | DFND | 1 | 343,000 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 18,394 | 505,600 | SH | | DFND | 1 | 505,600 | 0 | 0 |
| SPECTRA ENERGY CORP | COM | 847560109 | 15,404 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 | 23,278 | 302,431 | SH | | DFND | 1 | 302,431 | 0 | 0 |
| STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 17,968 | 270,400 | SH | | DFND | 1 | 270,400 | 0 | 0 |
| STERICYCLE INC | COM | 858912108 | 20,137 | 174,499 | SH | | DFND | 1 | 174,499 | 0 | 0 |
| TERADATA CORP DEL | COM | 88076W103 | 16,155 | 291,400 | SH | | DFND | 1 | 291,400 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 23,046 | 610,000 | SH | | DFND | 1 | 610,000 | 0 | 0 |
| THERMO FISHER CORP | COM | 883556102 | 26,263 | 285,000 | SH | | DFND | 1 | 285,000 | 0 | 0 |
| TOTAL SA | SPONSORED ADR | 89151E109 | 19,693 | 340,000 | SH | | DFND | 1 | 340,000 | 0 | 0 |
| UNILEVER N V | N Y SHS NEW | 904784709 | 52,242 | 1,385,000 | SH | | DFND | 1 | 1,385,000 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 | 27,185 | 175,000 | SH | | DFND | 1 | 175,000 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 30,006 | 328,400 | SH | | DFND | 1 | 328,400 | 0 | 0 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 30,998 | 287,500 | SH | | DFND | 1 | 287,500 | 0 | 0 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 | 17,075 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
| VERIZON COMMUNICATIONS | COM | 92343V104 | 16,331 | 350,000 | SH | | DFND | 1 | 350,000 | 0 | 0 |
| VIACOM INC NEW | CL B | 92553P201 | 15,462 | 185,000 | SH | | DFND | 1 | 185,000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | 20,734 | 108,500 | SH | | DFND | 1 | 108,500 | 0 | 0 |
| WELLS FARGO & CO NEW | COM | 949746101 | 75,244 | 1,821,000 | SH | | DFND | 1 | 1,821,000 | 0 | 0 |
